Oleksiy Karlovych

We prove asymptotic formulas for determinants and traces of finite block Toeplitz matrices with symbols belonging to Wiener algebras with weights satisfying natural submultiplicativity, monotonicity, and regularity conditions. The remainders in these formulas depend on the weights and go rapidly to zero for very smooth symbols. These formulas refine or extend some previous results by Szegö, Widom, Bottcher, and Silbermann.

We prove asymptotic formulas for Toeplitz determinants generated by functions with sequences of Fourier coefficients belonging to weighted Orlicz sequence classes. We concentrate our attention on the case of nonvanishing generating functions with nonzero Cauchy index.

We give a survey on generalized Krein algebras \(K_{p,q}^{\alpha,\beta}\) and their applications to Toeplitz determinants. Our methods originated in a paper by Mark Krein of 1966, where he showed that \(K_{2,2}^{1/2,1/2}\) is a Banach algebra. Subsequently, Widom proved the strong Szeg\H{o} limit theorem for block Toeplitz determinants with symbols in \((K_{2,2}^{1/2,1/2})_{N\times N}\) and later two of the authors studied symbols in the generalized Krein algebras \((K_{p,q}^{\alpha,\beta})_{N\times N}\), where \(\lambda:=1/p+1/q=\alpha+\beta\) and \(\lambda=1\). We here extend these results to \(0<\lambda<1\). The entire paper is based on fundamental work by Mark Krein, ranging from operator ideals through Toeplitz operators up to Wiener-Hopf factorization.

Suppose \(\Gamma\) is a Carleson Jordan curve with logarithmic whirl points, \(\varrho\) is a Khvedelidze weight, \(p:\Gamma\to(1,\infty)\) is a continuous function satisfying \(|p(\tau)-p(t)|\le -\mathrm{const}/\log|\tau-t|\) for \(|\tau-t|\le 1/2\), and \(L^{p(\cdot)}(\Gamma,\varrho)\) is a weighted generalized Lebesgue space with variable exponent. We prove that all semi-Fredholm operators in the algebra of singular integral operators with \(N\times N\) matrix piecewise continuous coefficients are Fredholm on \(L_N^{p(\cdot)}(\Gamma,\varrho)\).

We prove a higher order asymptotic formula for traces of finite block Toeplitz matrices with symbols belonging to Hölder-Zygmund spaces. The remainder in this formula goes to zero very rapidly for very smooth symbols. This formula refines previous asymptotic trace formulas by Szegő and Widom and complement higher order asymptotic formulas for determinants of finite block Toeplitz matrices due to Böttcher and Silbermann.

We prove higher-order asymptotic formulas for determinants and traces of finite block Toeplitz matrices generated by matrix functions belonging to generalized Hölder spaces with characteristic functions from the Bari-Stechkin class. We follow the approach of Böttcher and Silbermann and generalize their results for symbols in standard Hölder spaces.

Let \(\alpha,\beta\in(0,1)\) and
\[
K^{\alpha,\beta}:=\left\{a\in L^\infty(\mathbb{T}):\
\sum_{k=1}^\infty |\widehat{a}(-k)|^2 k^{2\alpha}<\infty,\
\sum_{k=1}^\infty |\widehat{a}(k)|^2 k^{2\beta}<\infty
\right\}.
\]
Mark Krein proved in 1966 that \(K^{1/2,1/2}\) forms a Banach algebra. He also observed that this algebra is important in the asymptotic theory of finite Toeplitz matrices. Ten years later, Harold Widom extended
earlier results of Gabor Szegö for scalar symbols and established the asymptotic trace formula
\[
\operatorname{trace}f(T_n(a))=(n+1)G_f(a)+E_f(a)+o(1)
\quad\text{as}\ n\to\infty
\]
for finite Toeplitz matrices \(T_n(a)\) with matrix symbols \(a\in K^{1/2,1/2}_{N\times N}\). We show that if \(\alpha+\beta\ge 1\) and \(a\in K^{\alpha,\beta}_{N\times N}\), then the Szegö-Widom asymptotic trace formula holds with \(o(1)\) replaced by \(o(n^{1-\alpha-\beta})\).

Recently V. Kokilashvili, N. Samko, and S. Samko have proved a sufficient condition for the boundedness of the Cauchy singular integral operator on variable Lebesgue spaces with radial oscillating weights over Carleson curves. This condition is formulated in terms of Matuszewska-Orlicz indices of weights. We prove a partial converse of their result.

Harold Widom proved in 1966 that the spectrum of a Toeplitz operator \(T(a)\) acting on the Hardy space \(H^p(\mathbb{T})\) over the unit circle \(\mathbb{T}\) is a connected subset of the complex plane for every bounded measurable symbol \(a\) and \(1 < p < \infty\). In 1972, Ronald Douglas established the connectedness of the essential spectrum of \(T(a)\) on \(H^2(\mathbb{T})\). We show that, as was suspected, these results remain valid in the setting of Hardy spaces \(H^p(\Gamma,w)\), \( 1 < p < \infty \), with general Muckenhoupt weights \(w\) over arbitrary Carleson curves \(\Gamma\).

In 1968, Israel Gohberg and Naum Krupnik discovered that local spectra of singular integral operators with piecewise continuous coefficients on Lebesgue spaces \(L^p(\Gamma)\) over Lyapunov curves have the shape of circular arcs. About 25 years later, Albrecht Böttcher and Yuri Karlovich realized that these circular arcs metamorphose to so-called logarithmic leaves with a median separating point when Lyapunov curves metamorphose to arbitrary Carleson curves. We show that this result remains valid in a more general setting of variable Lebesgue spaces \(L^{p(\cdot)}(\Gamma)\) where \(p:\Gamma\to(1,\infty)\) satisfies the Dini-Lipschitz condition. One of the main ingredients of the proof is a new condition for the boundedness of the Cauchy singular integral operator on variable Lebesgue spaces with weights related to oscillations of Carleson curves.

We prove a Fredholm criterion for operators in the Banach algebra of singular integral operators with matrix piecewise continuous coefficients acting on a variable Lebesgue space with a radial oscillating weight over a logarithmic Carleson curve. The local spectra of these operators are massive and have a shape of spiralic horns depending on the value of the variable exponent, the spirality indices of the curve, and the Matuszewska-Orlicz indices of the weight at each point. These results extend (partially) the results of A. Böttcher, Yu. Karlovich, and V. Rabinovich for standard Lebesgue spaces to the case of variable Lebesgue spaces.

We prove necessary and sufficient conditions for the applicability of the finite section method to an arbitrary operator in the Banach algebra generated by the operators of multiplication by piecewise continuous functions and the convolution operators with symbols in the algebra generated by piecewise continuous and slowly oscillating Fourier multipliers on \(L^p(\mathbb{R})\), \(1 < p < \infty\).

We prove sufficient conditions for the boundedness of the maximal operator on variable Lebesgue spaces with weights \(\varphi_{t,\gamma}(\tau)=|(\tau-t)^\gamma|\), where \(\gamma\) is a complex number, over arbitrary Carleson curves. If the curve has different spirality indices at the point $t$ and \(\gamma\) is not real, then \(\varphi_{t,\gamma}\) is an oscillating weight lying beyond the class of radial oscillating weights considered recently by V. Kokilashvili, N. Samko, and S. Samko.

In 1968, Gohberg and Krupnik found a Fredholm criterion for singular integral operators of the form \(aP+bQ\), where \(a,b\) are piecewise continuous functions and \(P,Q\) are complementary projections associated to the Cauchy singular integral operator, acting on Lebesgue spaces over Lyapunov curves. We extend this result to the case of Nakano spaces (also known as variable Lebesgue spaces) with certain weights having finite sets of discontinuities on arbitrary Carleson curves.

Suppose \(\alpha\) is an orientation preserving diffeomorphism (shift) of \(\mathbb{R}_+=(0,\infty)\) onto itself with the only fixed points \(0\) and \(\infty\). We establish sufficient conditions for the Fredholmness of the singular integral operator with shift \[ (aI-bW_\alpha)P_++(cI-dW_\alpha)P_- \] acting on \(L^p(\mathbb{R}_+)\) with \( 1 < p < \infty \), where \(P_\pm=(I\pm S)/2\), \(S\) is the Cauchy singular integral operator, and \(W_\alpha f=f\circ\alpha\) is the shift operator, under the assumptions that the coefficients \(a,b,c,d\) and the derivative \(\alpha'\) of the shift are bounded and continuous on \(\mathbb{R}_+\) and may admit discontinuities of slowly oscillating type at \(0\) and \(\infty\).

Let \(a\) be a semi-almost periodic matrix function with the almost periodic representatives \(a_l\) and \(a_r\) at \(-\infty\) and \(+\infty\), respectively. Suppose \(p:\mathbb{R}\to(1,\infty)\) is a slowly oscillating exponent such that the Cauchy singular integral operator \(S\) is bounded on the variable Lebesgue space \(L^{p(\cdot)}(\mathbb{R})\). We prove that if the operator \(aP+Q\) with \(P=(I+S)/2\) and \(Q=(I-S)/2\) is Fredholm on the variable Lebesgue space \(L_N^{p(\cdot)}(\mathbb{R})\), then the operators \(a_lP+Q\) and \(a_rP+Q\) are invertible on standard Lebesgue spaces \(L_N^{q_l}(\mathbb{R})\) and \(L_N^{q_r}(\mathbb{R})\) with some exponents \(q_l\) and \(q_r\) lying in the segments between the lower and the upper limits of \(p\) at \(-\infty\) and \(+\infty\), respectively.

We correct Theorem 3.2 and Corollary 3.3 from [KMS]. This correction ammounts to the observation that the proof of the main result in [KMS] contains a gap in Lemma~10.6 for \(p\ne 2\). The results of [KMS] are true for \(p=2\).

Suppose \(\alpha\) is an orientation-preserving diffeomorphism (shift) of \(\mathbb{R}_+=(0,\infty)\) onto itself with the only fixed points \(0\) and \(\infty\). In [KKL11] we found sufficient conditions for the Fredholmness of the singular integral operator with shift \[(aI-bW_\alpha)P_++(cI-dW_\alpha)P_-\] acting on \(L^p(\mathbb{R}_+)\) with \( 1 < p < \infty\), where \(P_\pm=(I\pm S)/2\), \(S\) is the Cauchy singular integral operator, and \(W_\alpha f=f\circ\alpha\) is the shift operator, under the assumptions that the coefficients \(a,b,c,d\) and the derivative \(\alpha'\) of the shift are bounded and continuous on \(\mathbb{R}_+\) and may admit discontinuities of slowly oscillating type at \(0\) and \(\infty\). Now we prove that those conditions are also necessary.

Let \(\mathcal{M}(\mathbb{R}^n)\) be the class of bounded away from one and infinity functions \(p:\mathbb{R}^n\to[1,\infty]\) such that the Hardy-Littlewood maximal operator is bounded on the variable Lebesgue space \(L^{p(\cdot)}(\mathbb{R}^n)\). We show that if \(a\) belongs to the Hörmander class \(S_{\rho,\delta}^{n(\rho-1)}\) with \(0<\rho\le 1\), \(0\le\delta<1\), then the pseudodifferential operator \(\operatorname{Op}(a)\) is bounded on the variable Lebesgue space \(L^{p(\cdot)}(\mathbb{R}^n)\) provided that \(p\in\mathcal{M}(\mathbb{R}^n)\). Let \(\mathcal{M}^*(\mathbb{R}^n)\) be the class of variable exponents \(p\in\mathcal{M}(\mathbb{R}^n)\) represented as \(1/p(x)=\theta/p_0+(1-\theta)/p_1(x)\) where \(p_0\in(1,\infty)\), \(\theta\in(0,1)\), and \(p_1\in\mathcal{M}(\mathbb{R}^n)\). We prove that if \(a\in S_{1,0}^0\) slowly oscillates at infinity in the first variable, then the condition \[ \lim_{R\to\infty}\inf_{|x|+|\xi|\ge R}|a(x,\xi)|>0 \] is sufficient for the Fredholmness of \(\operatorname{Op}(a)\) on \(L^{p(\cdot)}(\mathbb{R}^n)\) whenever \(p\in\mathcal{M}^*(\mathbb{R}^n)\). Both theorems generalize pioneering results by Rabinovich and Samko [RS08] obtained for globally log-Hölder continuous exponents \(p\), constituting a proper subset of \(\mathcal{M}^*(\mathbb{R}^n)\).

We show that if the Hardy-Littlewood maximal operator is bounded on a separable Banach function space \(X(\mathbb{R}^n)\) and on its associate space \(X'(\mathbb{R}^n)\), then a pseudodifferential operator \(\operatorname{Op}(a)\) is bounded on \(X(\mathbb{R}^n)\) whenever the symbol \(a\) belongs to the Hörmander class \(S_{\rho,\delta}^{n(\rho-1)}\) with \(0<\rho\le 1\), \(0\le\delta<1\) or to the the Miyachi class \(S_{\rho,\delta}^{n(\rho-1)}(\varkappa,n)\) with \(0\le\delta\le\rho\le 1\), \(0\le\delta<1\), and \(\varkappa>0\). This result is applied to the case of variable Lebesgue spaces \(L^{p(\cdot)}(\mathbb{R}^n)\).

Let \(p:\mathbb{R}\to(1,\infty)\) be a globally log-Hölder continuous variable exponent and \(w:\mathbb{R}\to[0,\infty]\) be a weight. We prove that the Cauchy singular integral operator \(S\) is bounded on the weighted variable Lebesgue space \(L^{p(\cdot)}(\mathbb{R},w)=\{f:fw\in L^{p(\cdot)}(\mathbb{R})\}\) if and only if the weight \(w\) satisfies $$ \sup_{-\infty < a < b < \infty} \frac{1}{b-a} \|w\chi_{(a,b)}\|_{p(\cdot)} \|w^{-1}\chi_{(a,b)}\|_{p'(\cdot)}<\infty \quad (1/p(x)+1/p'(x)=1). $$

Let \(\alpha\) and \(\beta\) be orientation-preserving diffeomorphisms (shifts) of \(\mathbb{R}_+=(0,\infty)\) onto itself with the only fixed points \(0\) and \(\infty\), where the derivatives \(\alpha'\) and \(\beta'\) may have discontinuities of slowly oscillating type at \(0\) and \(\infty\). For \(p\in(1,\infty)\), we consider the weighted shift operators \(U_\alpha\) and \(U_\beta\) given on the Lebesgue space \(L^p(\mathbb{R}_+)\) by \(U_\alpha f=(\alpha')^{1/p}(f\circ\alpha)\) and \(U_\beta f= (\beta')^{1/p}(f\circ\beta)\). We apply the theory of Mellin pseudodifferential operators with symbols of limited smoothness to study the simplest singular integral operators with two shifts \(A_{ij}=U_\alpha^i P_++U_\beta^j P_-\) on the space \(L^p(\mathbb{R}_+)\), where \(P_\pm=(I\pm S)/2\) are operators associated to the Cauchy singular integral operator \(S\), and \(i,j\in\mathbb{Z}\). We prove that all \(A_{ij}\) are Fredholm operators on \(L^p(\mathbb{R}_+)\) and have zero indices.

We study Mellin pseudodifferential operators (shortly, Mellin PDO's) with symbols in the algebra \(\widetilde{\mathcal{E}}(\mathbb{R}_+,V(\mathbb{R}))\) of slowly oscillating functions of limited smoothness introduced in [K09]. We show that if \(\mathfrak{a}\in\widetilde{\mathcal{E}}(\mathbb{R}_+,V(\mathbb{R}))\) does not degenerate on the ``boundary" of \(\mathbb{R}_+\times\mathbb{R}\) in a certain sense, then the Mellin PDO \(\operatorname{Op}(\mathfrak{a})\) is Fredholm on the space \(L^p\) for \(p\in(1,\infty)\) and each its regularizer is of the form \(\operatorname{Op}(\mathfrak{b})+K\) where \(K\) is a compact operator on \(L^p\) and \(\mathfrak{b}\) is a certain explicitly constructed function in the same algebra \(\widetilde{\mathcal{E}}(\mathbb{R}_+,V(\mathbb{R}))\) such that \(\mathfrak{b}=1/\mathfrak{a}\) on the ``boundary" of \(\mathbb{R}_+\times\mathbb{R}\). This result complements the known Fredholm criterion from [K09] for Mellin PDO's with symbols in the closure of \(\widetilde{\mathcal{E}}(\mathbb{R}_+,V(\mathbb{R}))\) and extends the corresponding result by V.S. Rabinovich (see [R98]) on Mellin PDO's with slowly oscillating symbols in \(C^\infty(\mathbb{R}_+\times\mathbb{R})\).

Let \(\mathcal{M}_{X,w}(\mathbb{R})\) denote the algebra of the Fourier multipliers on a separable weighted Banach function space \(X(\mathbb{R},w)\). We prove that if the Cauchy singular integral operator \(S\) is bounded on \(X(\mathbb{R},w)\), then \(\mathcal{M}_{X,w}(\mathbb{R})\) is continuously embedded into \(L^\infty(\mathbb{R})\). An important consequence of the continuous embedding \(\mathcal{M}_{X,w}(\mathbb{R})\subset L^\infty(\mathbb{R})\) is that \(\mathcal{M}_{X,w}(\mathbb{R})\) is a Banach algebra.